Offshore Regulation S Offerings
Raise Capital With a Foreign Stock Offering
The Regulation S Offering (Reg. S) is an exemption designed by the SEC for companies seeking to raise capital from investors located OUTSIDE of the United States.
CAN I SOLICIT CAPITAL FROM NON-U.S. INVESTORS THROUGH GENERAL ADVERTISING AND GENERAL SOLICITATION?
Yes. Unlike the restrictions imposed by Regulation D, a U.S. company or any person acting on its behalf seeking to raise capital utilizing Regulation S exemption MAY:
- Use any form of non-U.S. “general solicitation” or “general advertising”
- Use foreign investor direct mailing lists
- Pay non-U.S. finders fees
- Place tombstone ads in foreign magazines and newspapers
Our FOREIGN STOCK OFFERING SOLUTION includes:
- Preparing a Foreign Private Placement Memorandum
- Preparing a Foreign Subscription Agreement with all Reg S disclaimers
- Preparing a Foreign Offering Circular
- Purchaser Qualifying Questionnaire prepared for non-U.S. investors
- Financial Spreadsheet
- Tracking Spreadsheet
- Email blast to VC/Private Equity firms who invest in that industry
- Design a tombstone ad for newspapers and magazines
- Press release announcement